Financial Markets Authority

Results: 2356



#Item
201Investment / Financial services / United States securities law / Self-regulatory organizations / Stock market / Broker-dealer / Order / Financial Industry Regulatory Authority / Financial economics / Business / Financial markets

Draft Secrecy agreement etc. between Company:

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Source URL: studerende.au.dk

Language: English - Date: 2011-11-14 07:57:59
202Investment / Financial services / United States securities law / Self-regulatory organizations / Stock market / Broker-dealer / Order / Financial Industry Regulatory Authority / Financial economics / Business / Financial markets

Microsoft Word - EDGX_Retail_Order_Attestation.docx

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-04-16 13:03:32
203Systemic risk / Financial regulation / Finance / European Banking Authority / Legal Entity Identification for Financial Contracts / European System of Financial Supervisors / European Securities and Markets Authority / Financial Regulator / Society for Worldwide Interbank Financial Telecommunication / European Union / Financial economics / Financial system

EBA RECOMMENDATION ON THE USE OF LEGAL ENTITY IDENTIFIER (LEI) EBA/RECJanuaryRecommendation

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Source URL: stress-test.eba.europa.eu

Language: English - Date: 2014-02-21 09:12:49
204Economics / Financial services / Financial institutions / Institutional investors / Insurance / Financial Services and Markets Act / Financial Services Compensation Scheme / Liability insurance / Reinsurance / Financial economics / Types of insurance / Investment

PRAPRA RULEBOOK SOLVENCY II FIRMS; NON SOLVENCY II FIRMS; NON-AUTHORISED PERSONS: POLICYHOLDER PROTECTION INSTRUMENT 2015 Powers exercised A. The Prudential Regulation Authority (“PRA”) makes this instrument

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Source URL: media.fshandbook.info

Language: English - Date: 2015-03-31 09:05:10
205European System of Central Banks / Financial Supervisory Authority / Government of Denmark / Havnegade / Danmarks Nationalbank / Mortgage loan / Down payment / Bank / Denmark / United States housing bubble / Economy of Denmark

Danish Financial Supervisory Authority ÅrhusgadeCopenhagen Ø Att.: Henrik Bruun Johannesen FINANCIAL MARKETS

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Source URL: www.nationalbanken.dk

Language: English - Date: 2014-12-22 05:11:24
206Financial markets / Finance / Bank / European Banking Authority / Basel II / Market liquidity / Shadow banking system / Subprime crisis background information / Systemic risk / Financial economics / Financial regulation

RISK ASSESSMENT OF THE EUROPEAN BANKING SYSTEM JULY 2013 Europe Direct is a service to help you find answers to your questions about the European Union

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Source URL: stress-test.eba.europa.eu

Language: English - Date: 2014-02-04 11:14:17
207Finance / Financial services / European Union / Undertakings for Collective Investment in Transferable Securities Directives / Markets in Financial Instruments Directive / European Banking Authority / Collective investment scheme / Financial economics / Investment / European Union directives

PDF Document

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Source URL: www.eba.europa.eu

Language: English - Date: 2014-07-22 06:10:17
208Financial Supervision Authority / Government of Poland / Interbank lending market / Economics / Market liquidity / European sovereign debt crisis / Finance / Economic history / Financial markets / Late-2000s financial crisis / Economy of Poland

REPORT ON THE CONDITION OF BANKS INTHE POLISH FINANCIAL SUPERVISION AUTHORITY Warsaw, 2012 Copyrights to the materials remain the property of the Polish

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Source URL: www.knf.gov.pl

Language: English - Date: 2012-09-05 03:59:51
209Types of insurance / Financial institutions / Institutional investors / European Insurance and Occupational Pensions Authority / Markets in Financial Instruments Directive / Chartered Insurance Institute / Life insurance / General insurance / Financial Services Authority / Financial economics / Investment / Insurance

EU Financial Services Update: DecemberInsurance Mediation Directive update and EIOPA’s third insurance consumer trends report The re-cast Insurance Mediation Directive (IMD-2) is nearing completion in the EU leg

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Source URL: www.cii.co.uk

Language: English - Date: 2014-12-17 11:22:42
210Bank / Financial Conduct Authority / Deposit account / Financial Services Compensation Scheme / Financial Services and Markets Act / Financial economics / Financial services / Investment / Financial institutions / United Kingdom / Economy of the United Kingdom

Clarification on Investor Protection and the Financial Services Compensation Scheme This document provides you with an overview of Alliance Trust Savings’ responsibilities in relation to the provision of financial serv

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Source URL: www.alliancetrustsavings.co.uk

Language: English - Date: 2013-09-27 09:02:17
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